FAQs Compliance

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What are the Key Features of an Effective 17a-4 Data Backup and Archiving Solution?

A proper data backup and archiving solution to meet SEC rule 17a-4 needs the following features: Comprehensive: Rule 17a-4 stipulates...

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What’s the difference Between Static Data and Dynamic Data?

To make sure data is properly protected for full compliance, it is important to understand the difference between the two...

Understanding the difference between data backup and archiving

Understanding the difference between data backup and archiving

When it comes to satisfying today’s data compliance regulation such as SEC 17a-4, the big question FINRA firms have to...

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