Understanding the Difference between Data Backup and Data Archiving – Download Guide
Who should read this guide?
This guide is designed to help small FINRA firms understand SEC 17a-4 and create the most effective data compliance strategy.
How this guide will help you?
This guide will help firms design the most effective data compliance strategy for the archiving and supervision of electronic records in accordance with SEC rule 17a-4.
What Financial Professionals Are Saying About AdvisorVault
“Once we took a close look at AdvisorVault, we immediately engaged them for our data and email archiving. Additionally, they hosted a full Exchange email solution for records retention and supervision”
“AdvisorVault made it really simple to archive all our data. They even connected into our cloud provider and made sure this was 17a-4 compliant”
“AdvisorVault was at the top of the list when we looked at our entire disaster recovery/compliance/archiving/
anti-spam platform and vendors…we eventually consolidated everything with them”
“The way AdvisorVault approaches data backup and archiving, we replaced our current backup solution fully with them to recover servers from failure”
“AdvisorVault made it very easy for us to implement a compliant backup and archiving solution to archive electronic records on our PCs and on the server at head office.”
“I’m pleased so far with how helpful and insightful they have been to work with and our firm made a good decision to switch our backup functions, email SPAM and archiving to AdvisorVault”
“As soon as we received FINRA approval of our BD registration, we launched AdvisorVault, they told us exactly how we should move forward with our data archiving to meet the D3P requirements”
“AdvisorVault was simple! They even helped us with the FINRA 17a-4 attestation letters; we immediately scraped whatever we’ve backed up so far with our other provider and started with them”